| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-03-31 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-03-31 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-09-03 | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-09-03 | 2021-03-10 |
| Funderstone Futures Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-07-08 |
| Rep | Asset management | 2003-04-01 | 2003-07-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-07-08 |
| Funderstone Securities Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-07-08 |
| Rep | Advising on securities | 2003-04-01 | 2003-07-08 |
| Rep | Asset management | 2003-04-01 | 2003-07-08 |
| Rep | Dealing in securities | 2003-04-01 | 2003-07-08 |