Kwan, Carrives Lap Ki 關立基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2021-03-15	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-03-15	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in futures contracts	2003-04-01	2021-03-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-25
	Rep	Advising on securities	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in securities	2003-04-01	2021-03-12

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2021-03-15	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2021-03-15	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in futures contracts	2003-04-01	2021-03-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-25
	Rep	Advising on securities	2003-04-01	2003-08-25
	Rep	Asset management	2003-04-01	2003-08-25
	Rep	Providing automated trading services	2003-04-01	2003-08-25
	Rep	Dealing in securities	2003-04-01	2021-03-12