Personnel Hong Kong SFC License Details (ID 82199)

Personnel Hong Kong SFC License Details (ID 82199)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-03-17	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-03-17	-
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-07-24	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-03-14	2019-11-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-10	2021-03-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-01-10	2021-03-10
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2005-04-20	2005-11-26