| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-22 | - |
| CMB International Securities Limited | Rep | Dealing in securities | 2021-04-22 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-20 | 2019-01-25 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2010-03-22 | 2011-06-10 |
| Rep | Dealing in securities | 2010-03-22 | 2011-06-10 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-28 | 2021-03-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-12-03 | 2019-10-17 |
| Rep | Dealing in securities | 2007-12-03 | 2021-03-18 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2007-03-07 | 2007-11-19 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-11-01 | 2007-11-19 |