Personnel SFC Licences and HKMA Registrations (ID 82207)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2022-08-03	-
	Rep	Dealing in futures contracts	2022-08-03	-
	Rep	Dealing in securities	2022-08-03	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-11-23	2022-07-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-11-23	2022-07-01
	Rep	Dealing in securities	2021-11-23	2022-07-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-11	2020-01-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2015-05-11	2020-01-23
	Rep	Dealing in securities	2015-05-11	2020-08-28
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-02-27	2015-04-10
South China Forex Limited	Rep	Leveraged foreign exchange trading	2015-02-27	2015-04-10
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-02-27	2015-04-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2013-10-29	2015-02-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-07	2015-02-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-12-07	2015-02-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.