Personnel Hong Kong SFC License Details (ID 82208)

Personnel Hong Kong SFC License Details (ID 82208)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-08-01	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-08-01	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-07-12	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2018-07-12	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-12	-
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-07-20	2018-06-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2012-08-30	2018-06-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-07	2018-06-11
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-12-07	2018-06-11