| Mason Securities Limited | Rep | Dealing in securities | 2013-04-18 | 2016-08-22 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2016-08-22 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-09 | 2013-04-12 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-08-26 |
| Rep | Asset management | - | 2003-08-26 |
| Rep | Providing automated trading services | - | 2003-08-26 |
| Rep | Dealing in futures contracts | - | 2013-04-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-08-26 |
| Rep | Advising on securities | - | 2003-08-26 |
| Rep | Asset management | - | 2003-08-26 |
| Rep | Providing automated trading services | - | 2003-08-26 |
| Rep | Dealing in securities | - | 2013-04-12 |