| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-02-03 | 2024-01-25 |
| Rep | Dealing in securities | 2012-10-05 | - |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-05 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-04-15 | 2012-09-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-04-15 | 2012-09-29 |
| HAI TONG SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in futures contracts | 2008-09-11 | 2011-05-03 |
| Rep | Dealing in securities | 2008-09-11 | 2011-05-03 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-09-25 | 2008-08-28 |
| Rep | Dealing in securities | 2006-09-25 | 2008-08-28 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-06-16 | 2006-09-19 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-06-16 | 2006-09-19 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2004-06-16 | 2006-09-19 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-11-12 |
| Rep | Asset management | 2003-04-01 | 2003-11-12 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-11-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-12 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-12 |
| Rep | Asset management | 2003-04-01 | 2003-11-12 |
| Rep | Dealing in securities | 2003-04-01 | 2003-11-12 |