| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-06-02 | 2017-08-26 |
| Rep | Dealing in securities | 2015-06-02 | 2017-08-26 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2012-02-28 | 2014-10-31 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2011-11-09 | 2014-10-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-08 | 2014-10-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-06-08 | 2014-10-31 |