Personnel Hong Kong SFC License Details (ID 82218)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2019-03-06	-
	RO	Dealing in securities	2018-10-15	-
	Rep	Advising on securities	2018-08-31	2019-03-06
	Rep	Dealing in securities	2018-07-26	2018-10-15
SBI E2-Capital Securities Limited	RO	Dealing in futures contracts	2017-02-21	2018-07-15
	RO	Dealing in securities	2017-02-21	2018-07-15
Forwin Futures Group Limited	RO	Dealing in futures contracts	2016-09-22	2017-01-31
Forwin Securities Group Limited	RO	Dealing in securities	2016-03-11	2017-01-31
	Rep	Dealing in securities	2015-12-07	2016-03-11
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2011-11-17	2015-11-13
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-17	2015-11-13
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-04-13	2011-10-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-04-13	2011-10-29
HAI TONG SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in futures contracts	2008-10-22	2011-05-03
	Rep	Dealing in securities	2008-10-22	2011-05-03
Beevest Securities Limited	Rep	Dealing in futures contracts	2007-07-12	2008-10-20
	Rep	Advising on corporate finance	2003-04-01	2004-02-18
	Rep	Advising on securities	2003-04-01	2004-02-18
	Rep	Asset management	2003-04-01	2004-02-18
	Rep	Dealing in securities	2003-04-01	2008-10-20