Personnel Hong Kong SFC License Details (ID 82220)

Personnel Hong Kong SFC License Details (ID 82220)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2025-05-02	-
Bonus Eventus Securities Limited	RO	Dealing in securities	2020-04-14	2025-01-17
	Rep	Dealing in securities	2016-09-12	2020-04-14
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2015-02-25	2015-04-10
	Rep	Asset management	2015-02-25	2015-04-10
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-02-25	2015-04-10
South China Forex Limited	Rep	Leveraged foreign exchange trading	2015-02-25	2015-04-10
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-02-25	2015-04-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-02-20	2015-01-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-10-31	2015-01-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-09-01	2015-01-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-08-24	2005-09-01