| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HALCYON SECURITIES LIMITED | RO | Asset management | 2016-05-25 | - |
| RO | Advising on securities | 2013-12-05 | - | |
| RO | Dealing in futures contracts | 2013-09-12 | - | |
| RO | Dealing in securities | 2013-03-21 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2013-03-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-28 |
| Rep | Asset management | 2003-04-01 | 2003-08-28 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-28 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2013-03-16 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-28 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-28 | |
| Rep | Asset management | 2003-04-01 | 2003-08-28 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-28 | |
| Rep | Dealing in securities | 2003-04-01 | 2013-03-16 |
No HKMA registrations in the collected records.