Personnel Hong Kong SFC License Details (ID 82224)

Personnel Hong Kong SFC License Details (ID 82224)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kapok Capital Management Limited	RO	Advising on securities	2024-12-12	-
	RO	Asset management	2024-12-12	-
Cheng Chuang Fund Management Limited	RO	Advising on securities	2019-11-08	2024-07-31
	RO	Asset management	2019-11-08	2024-07-31
Sky Wealth Asset Management Company Limited	RO	Advising on securities	2018-11-29	2019-11-01
	RO	Asset management	2018-11-29	2019-11-01
ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2017-03-31	2018-10-24
	Rep	Asset management	2017-03-13	2017-03-31
SUPREME CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-11-19	2017-02-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-08-18	2014-11-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-02-18	2014-11-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-02-01	2014-11-17
IBTS ASIA (HK) LIMITED	Rep	Dealing in securities	2009-11-02	2011-01-15
Waterland Securities (HK) Company Limited	Rep	Dealing in securities	2009-09-08	2009-10-27
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2008-01-18	2008-11-14