| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-12-16 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-11-05 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-11-05 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-07-11 |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Dealing in securities | 2010-09-29 | 2017-07-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-12-03 | 2017-07-11 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-24 | 2017-07-11 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-24 | 2017-07-11 |