Personnel Hong Kong SFC License Details (ID 82226)

Personnel Hong Kong SFC License Details (ID 82226)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2026-05-11	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2026-05-11	-
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2024-05-16	2025-06-16
	Rep	Dealing in securities	2024-05-16	2025-06-16
CIF Securities Futures Limited	Rep	Dealing in securities	2018-11-22	2020-05-31
	Rep	Dealing in futures contracts	2018-10-26	2020-05-31
CIF Global Markets (HK) Limited	RO	Leveraged foreign exchange trading	2018-05-17	2020-03-30
	Rep	Leveraged foreign exchange trading	2018-04-16	2018-05-17
SBI FX Co., Limited	Rep	Leveraged foreign exchange trading	2016-09-23	2018-04-04
Tung Shing Securities (Brokers) Limited	RO	Leveraged foreign exchange trading	2014-07-07	2016-05-28
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2013-02-25	2016-05-28
Tung Shing Securities (Brokers) Limited	Rep	Leveraged foreign exchange trading	2013-02-25	2014-07-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-06	2013-02-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-08-06	2013-02-06
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2006-11-17	2009-07-19
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-08-18	2009-07-19