| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2026-05-11 | - |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2026-05-11 | - |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2024-05-16 | 2025-06-16 |
| Rep | Dealing in securities | 2024-05-16 | 2025-06-16 | |
| CIF Securities Futures Limited | Rep | Dealing in securities | 2018-11-22 | 2020-05-31 |
| Rep | Dealing in futures contracts | 2018-10-26 | 2020-05-31 | |
| CIF Global Markets (HK) Limited | RO | Leveraged foreign exchange trading | 2018-05-17 | 2020-03-30 |
| Rep | Leveraged foreign exchange trading | 2018-04-16 | 2018-05-17 | |
| SBI FX Co., Limited | Rep | Leveraged foreign exchange trading | 2016-09-23 | 2018-04-04 |
| Tung Shing Securities (Brokers) Limited | RO | Leveraged foreign exchange trading | 2014-07-07 | 2016-05-28 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2013-02-25 | 2016-05-28 |
| Tung Shing Securities (Brokers) Limited | Rep | Leveraged foreign exchange trading | 2013-02-25 | 2014-07-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-06 | 2013-02-06 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-08-06 | 2013-02-06 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-11-17 | 2009-07-19 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-08-18 | 2009-07-19 |
No HKMA registrations in the collected records.