Personnel Hong Kong SFC License Details (ID 82228)

Personnel Hong Kong SFC License Details (ID 82228)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sinostar Asset Management Limited	RO	Asset management	2023-06-19	2023-12-20
	RO	Advising on securities	2023-06-19	2023-12-21
BX SECURITIES LIMITED	RO	Dealing in securities	2019-10-21	2023-03-31
SDHG International Securities Limited	Rep	Dealing in securities	2017-12-18	2019-07-12
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-05-04	2017-11-11
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-05-04	2017-11-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-11-16	2017-04-13
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-11-18	2017-04-13
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2003-07-21	2004-10-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-07-17
	Rep	Advising on securities	-	2003-07-17
	Rep	Asset management	-	2003-07-17
	Rep	Providing automated trading services	-	2003-07-17
	Rep	Dealing in securities	-	2003-07-21