Personnel Hong Kong SFC License Details (ID 82229)

Personnel Hong Kong SFC License Details (ID 82229)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mighty Fountain Capital Limited	RO	Advising on securities	2021-10-27	2026-01-27
	RO	Asset management	2021-10-27	2026-01-27
	RO	Dealing in securities	2021-10-27	2026-01-27
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-10-23	2021-10-15
	Rep	Leveraged foreign exchange trading	2011-01-24	2019-12-24
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-24	2021-10-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-01-24	2021-10-15