| Soochow Securities International Brokerage Limited | RO | Dealing in securities | 2026-08-13 | - |
| Soochow Securities International Futures Limited | RO | Dealing in futures contracts | 2026-08-13 | - |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2021-01-27 | 2026-08-13 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2021-01-27 | 2026-08-13 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2019-01-31 | 2020-12-31 |
| Rep | Dealing in futures contracts | 2017-02-13 | 2020-12-31 |
| RO | Dealing in securities | 2017-02-13 | 2020-12-31 |
| Tung Shing Securities (Brokers) Limited | RO | Dealing in securities | 2016-08-19 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-06-11 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-06-11 | 2016-08-19 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-02 | 2014-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-02 | 2014-06-07 |