Personnel Hong Kong SFC License Details (ID 82235)

Personnel Hong Kong SFC License Details (ID 82235)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
	Rep	Dealing in futures contracts	2013-07-16	2017-02-12
	Rep	Dealing in securities	2013-07-16	2017-02-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-08-24	2013-06-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-08-21
	Rep	Asset management	2003-04-01	2003-08-21
	Rep	Providing automated trading services	2003-04-01	2003-08-21
	Rep	Dealing in futures contracts	2003-04-01	2013-06-29
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-21
	Rep	Advising on securities	2003-04-01	2003-08-21
	Rep	Asset management	2003-04-01	2003-08-21
	Rep	Providing automated trading services	2003-04-01	2003-08-21
	Rep	Dealing in securities	2003-04-01	2013-06-29