Personnel Hong Kong SFC License Details (ID 82236)

Personnel Hong Kong SFC License Details (ID 82236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-05-31	-
CMB International Securities Limited	Rep	Dealing in securities	2024-05-31	-
KGI ASIA LIMITED	Rep	Advising on securities	2018-07-26	2024-04-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2018-07-26	2024-04-30
KGI ASIA LIMITED	Rep	Dealing in securities	2018-05-24	2024-04-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-05-24	2024-04-30
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-24
	Rep	Asset management	2003-04-01	2003-09-24
	Rep	Providing automated trading services	2003-04-01	2003-09-24
	Rep	Dealing in futures contracts	2003-04-01	2018-05-04
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-24
	Rep	Advising on securities	2003-04-01	2003-09-24
	Rep	Asset management	2003-04-01	2003-09-24
	Rep	Providing automated trading services	2003-04-01	2003-09-24
	Rep	Dealing in securities	2003-04-01	2018-05-04