| Everest (Hong Kong) Securities Limited | RO | Dealing in securities | 2025-06-19 | 2026-01-29 |
| GIGA (HONG KONG) LIMITED | RO | Advising on securities | 2023-09-28 | 2026-01-29 |
| RO | Asset management | 2023-09-28 | 2026-01-29 |
| Rep | Advising on securities | 2023-08-01 | 2023-09-28 |
| Rep | Asset management | 2023-08-01 | 2023-09-28 |
| 313 CAPITAL MANAGEMENT LIMITED 313 | RO | Advising on securities | 2022-07-19 | 2023-06-03 |
| RO | Asset management | 2022-07-19 | 2023-06-03 |
| EXCELLENT TIDE SECURITIES LIMITED | RO | Dealing in securities | 2022-07-19 | 2022-09-22 |
| South China Futures Investment Limited | RO | Dealing in futures contracts | 2022-07-19 | 2023-04-26 |
| AuVantage Consultancy Limited | RO | Dealing in securities | 2021-04-07 | 2021-09-30 |
| ZH SECURITIES LIMITED | RO | Advising on securities | 2020-12-07 | 2021-01-31 |
| RO | Asset management | 2020-12-07 | 2021-01-31 |
| RO | Dealing in securities | 2020-12-07 | 2021-01-31 |
| Rep | Dealing in securities | 2020-10-20 | 2020-12-07 |
| Profitech Securities Limited | RO | Dealing in securities | 2019-07-10 | 2020-08-31 |
| WK FUND MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-03 | 2019-06-12 |
| RO | Asset management | 2019-01-03 | 2019-06-12 |
| WK SECURITIES LIMITED | RO | Advising on securities | 2018-04-03 | 2019-06-12 |
| RO | Dealing in securities | 2017-10-13 | 2019-06-12 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-09 | 2017-06-07 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-02-09 | 2017-06-07 |
| TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-04 | 2010-12-31 |