Lee, Kar Ying (SFC:AKP099) 李嘉盈

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-07-30	-
	Rep	Dealing in securities	2021-04-09	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-04-09	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-28	2021-03-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-07-14	2021-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2021-07-30	-
	Rep	Dealing in securities	2021-04-09	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2021-04-09	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-28	2021-03-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-07-14	2021-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.