Lee, Lok Ki 李諾奇

HKMA registration number:AJ1688

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EAST ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2023-02-28	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2023-02-28	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2009-10-16	2019-11-19
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-05-06	2021-03-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-05-06	2021-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AJ1688

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
東亞銀行有限公司	Dealing in securities	Non-EO	ASSISTANT BUSINESS MANAGER	2023-03-01	—	Current