Personnel Hong Kong SFC License Details (ID 82245)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2025-08-25	2026-06-09
	Rep	Dealing in futures contracts	2025-08-25	2026-06-09
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2025-08-25	2026-06-09
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-08-25	2026-06-09
CN FIRST INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2024-07-08	2025-03-31
	RO	Dealing in futures contracts	2024-07-08	2025-03-31
	RO	Advising on securities	2021-06-09	2025-03-31
	RO	Dealing in securities	2021-06-09	2025-03-31
	Rep	Dealing in futures contracts	2021-04-13	2024-07-08
	Rep	Dealing in securities	2021-03-22	2021-06-09
SUN GROWTH SECURITIES LIMITED	RO	Dealing in securities	2019-10-04	2020-12-31
Sun Growth Futures Limited	Rep	Dealing in futures contracts	2018-10-03	2019-02-28
SUN GROWTH SECURITIES LIMITED	Rep	Dealing in securities	2018-03-12	2019-10-04
Mason Securities Limited	Rep	Dealing in securities	2016-07-28	2018-02-28
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-07-28	2018-02-28
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-06-17	2016-07-24
	Rep	Dealing in securities	2016-06-17	2016-07-24
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2012-08-21	2016-07-24
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2012-08-21	2016-07-24
	Rep	Leveraged foreign exchange trading	2012-08-21	2016-07-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-02-27	2012-08-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-08-07	2012-08-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-08-07	2012-08-10