Personnel Hong Kong SFC License Details (ID 82246)

Personnel Hong Kong SFC License Details (ID 82246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Dealing in securities	2021-12-13	-
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-05-26	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2021-05-26	2021-12-13
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-11-09	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-02-19	2019-10-17
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-02
	Rep	Asset management	2003-04-01	2003-09-02
	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Dealing in futures contracts	2003-04-01	2021-05-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-02
	Rep	Advising on securities	2003-04-01	2003-09-02
	Rep	Asset management	2003-04-01	2003-09-02
	Rep	Providing automated trading services	2003-04-01	2003-09-02
	Rep	Dealing in securities	2003-04-01	2021-05-06