Personnel Hong Kong SFC License Details (ID 82247)

Personnel Hong Kong SFC License Details (ID 82247)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-05-06	2021-08-27
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-06	2021-08-27
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-08-07	2021-04-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-08-07	2021-04-16
UPBEST COMMODITIES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-08-07
	Rep	Asset management	-	2003-08-07
	Rep	Dealing in futures contracts	-	2003-08-07
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-08-07
	Rep	Advising on securities	-	2003-08-07
	Rep	Asset management	-	2003-08-07
	Rep	Dealing in securities	-	2003-08-07