| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | - |
| Rep | Dealing in securities | 2017-09-13 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-13 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-19 | 2017-09-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-09-23 |
| Rep | Asset management | 2003-04-01 | 2003-09-23 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-23 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2017-09-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-23 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-23 | |
| Rep | Asset management | 2003-04-01 | 2003-09-23 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-23 | |
| Rep | Dealing in securities | 2003-04-01 | 2017-09-07 |
No HKMA registrations in the collected records.