Personnel Hong Kong SFC License Details (ID 82261)

Personnel Hong Kong SFC License Details (ID 82261)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-09-26	2020-01-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-09-26	2020-01-07
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2007-07-23	2008-09-06
	Rep	Dealing in securities	2007-07-23	2008-09-06
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in futures contracts	-	2007-07-03
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in securities	-	2007-07-03