| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-05-03 | 2026-04-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-05-03 | 2026-04-10 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-21 | 2026-04-10 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-21 | 2026-04-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2007-06-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-22 |
| Rep | Asset management | - | 2003-09-22 |
| Rep | Providing automated trading services | - | 2003-09-22 |
| Rep | Dealing in futures contracts | - | 2021-03-10 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-09-22 |
| Rep | Advising on securities | - | 2003-09-22 |
| Rep | Asset management | - | 2003-09-22 |
| Rep | Providing automated trading services | - | 2003-09-22 |
| Rep | Dealing in securities | - | 2021-03-10 |