Liu, Wing Tak 廖永德

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2019-03-14	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-03-14	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-19	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-22
	Rep	Asset management	2003-04-01	2003-09-22
	Rep	Providing automated trading services	2003-04-01	2003-09-22
	Rep	Dealing in futures contracts	2003-04-01	2019-03-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-22
	Rep	Advising on securities	2003-04-01	2003-09-22
	Rep	Asset management	2003-04-01	2003-09-22
	Rep	Providing automated trading services	2003-04-01	2003-09-22
	Rep	Dealing in securities	2003-04-01	2019-03-06

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2019-03-14	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-03-14	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-19	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-22
	Rep	Asset management	2003-04-01	2003-09-22
	Rep	Providing automated trading services	2003-04-01	2003-09-22
	Rep	Dealing in futures contracts	2003-04-01	2019-03-06
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-22
	Rep	Advising on securities	2003-04-01	2003-09-22
	Rep	Asset management	2003-04-01	2003-09-22
	Rep	Providing automated trading services	2003-04-01	2003-09-22
	Rep	Dealing in securities	2003-04-01	2019-03-06