Personnel Hong Kong SFC License Details (ID 82269)

Personnel Hong Kong SFC License Details (ID 82269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Win Securities Limited	Rep	Dealing in securities	2021-07-26	2024-10-03
Boom Securities (H.K.) Limited	Rep	Dealing in securities	2016-12-13	-
	RO	Dealing in futures contracts	2016-07-22	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2016-07-01	2016-07-20
	Rep	Dealing in securities	2014-05-09	2016-06-30
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2014-05-09	2016-07-20
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-05-09	2016-06-30
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-06-25	2014-04-28
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-25	2014-04-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2005-02-16	2013-06-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-09-04	2013-06-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-05-10	2013-06-08