Personnel Hong Kong SFC License Details (ID 82272)

Personnel Hong Kong SFC License Details (ID 82272)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2015-01-28	2015-04-10
	Rep	Asset management	2015-01-28	2015-04-10
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-01-28	2015-04-10
South China Forex Limited	Rep	Leveraged foreign exchange trading	2015-01-28	2015-04-10
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-01-28	2015-04-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-15	2014-12-20
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-06-15	2014-12-20
	Rep	Leveraged foreign exchange trading	2009-06-15	2014-12-20
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-12-17	2009-06-01
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2008-05-19	2009-06-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-11-05	2009-06-01