Personnel Hong Kong SFC License Details (ID 82273)

Personnel Hong Kong SFC License Details (ID 82273)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Advising on securities	2021-04-30	2025-01-12
	Rep	Dealing in securities	2021-03-30	2025-01-12
Mirae Asset Securities (HK) Limited	Rep	Asset management	2018-12-28	2020-11-19
	Rep	Dealing in securities	2018-12-28	2020-11-19
VMS Securities Limited	Rep	Asset management	2017-12-08	2018-10-19
	Rep	Dealing in securities	2017-12-08	2018-10-19
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2012-03-15	2013-10-15
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-14	2013-10-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-06-14	2015-01-09