| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-05-28 | 2022-02-07 |
| CMB International Securities Limited | Rep | Dealing in securities | 2021-05-28 | 2022-02-07 |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-24 | 2019-01-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2011-08-18 | 2021-04-14 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-05-04 | 2021-04-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-04 | 2019-10-16 |
| Rep | Dealing in securities | 2010-05-04 | 2021-04-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-03-18 | 2010-04-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-18 | 2010-04-02 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-04-13 | 2010-04-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-13 | 2010-04-02 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-04-19 | 2007-03-31 |