Personnel Hong Kong SFC License Details (ID 82280)

Personnel Hong Kong SFC License Details (ID 82280)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-05-26	2023-10-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-26	2023-10-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-12-07	2019-12-12
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-03
	Rep	Asset management	-	2003-09-03
	Rep	Providing automated trading services	-	2003-09-03
	Rep	Dealing in futures contracts	-	2021-05-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-03
	Rep	Advising on securities	-	2003-09-03
	Rep	Asset management	-	2003-09-03
	Rep	Providing automated trading services	-	2003-09-03
	Rep	Dealing in securities	-	2021-05-14