Personnel Hong Kong SFC License Details (ID 82284)

Personnel Hong Kong SFC License Details (ID 82284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2017-06-21	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2017-06-21	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-09-13	2017-06-16
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-08	2017-06-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-04-08	2017-06-16
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2004-04-27	2005-04-08
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-04-27	2005-04-08
EMPEROR FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-04-16
	Rep	Asset management	2003-04-01	2004-04-16
	Rep	Dealing in futures contracts	2003-04-01	2004-04-16
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on corporate finance	2003-04-01	2004-04-16
	Rep	Advising on securities	2003-04-01	2004-04-16
	Rep	Asset management	2003-04-01	2004-04-16
	Rep	Providing automated trading services	2003-04-01	2004-04-16
	Rep	Dealing in securities	2003-04-01	2004-04-16