| CHIEF SECURITIES LIMITED | RO | Advising on futures contracts | 2026-08-24 | - |
| RO | Advising on securities | 2026-08-24 | - |
| RO | Asset management | 2026-08-24 | - |
| RO | Dealing in futures contracts | 2026-08-24 | - |
| RO | Dealing in securities | 2026-08-24 | - |
| Rep | Advising on futures contracts | 2026-04-22 | 2026-08-24 |
| Rep | Advising on securities | 2026-04-22 | 2026-08-24 |
| Rep | Asset management | 2026-04-22 | 2026-08-24 |
| Rep | Dealing in futures contracts | 2026-04-22 | 2026-08-24 |
| Rep | Dealing in securities | 2026-04-22 | 2026-08-24 |
| Soochow Securities International Futures Limited | RO | Advising on futures contracts | 2026-01-29 | 2026-03-31 |
| RO | Dealing in futures contracts | 2026-01-29 | 2026-03-31 |
| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2025-11-07 | 2026-03-31 |
| Rep | Dealing in securities | 2025-11-07 | 2026-03-31 |
| Soochow Securities International Futures Limited | Rep | Advising on futures contracts | 2025-11-07 | 2026-01-29 |
| Rep | Dealing in futures contracts | 2025-11-07 | 2026-01-29 |
| CELESTIAL COMMODITIES LIMITED | RO | Dealing in futures contracts | 2023-11-10 | 2025-07-17 |
| Rep | Dealing in futures contracts | 2023-10-27 | 2023-11-10 |
| CASH Wealth Management Limited | RO | Advising on securities | 2022-09-20 | 2025-07-17 |
| RO | Asset management | 2022-09-20 | 2025-07-17 |
| RO | Dealing in securities | 2022-09-20 | 2025-07-17 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2022-09-20 | 2025-07-17 |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2021-12-07 | 2022-03-31 |
| RO | Asset management | 2021-12-07 | 2022-03-31 |
| RO | Dealing in securities | 2021-12-07 | 2022-03-31 |
| Towering Securities Limited | RO | Asset management | 2019-11-26 | 2021-01-01 |
| Rep | Asset management | 2019-07-11 | 2019-11-26 |
| RO | Advising on securities | 2019-07-11 | 2021-01-01 |
| RO | Dealing in securities | 2019-07-11 | 2021-01-01 |
| China Investment Fund International Securities Limited | Rep | Advising on securities | 2019-01-23 | 2019-03-28 |
| Rep | Dealing in securities | 2019-01-23 | 2019-03-28 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2018-01-12 | 2018-12-31 |
| RO | Dealing in securities | 2017-09-19 | 2018-12-31 |
| Rep | Dealing in securities | 2016-12-05 | 2017-09-19 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | 2016-10-08 |
| Rep | Dealing in securities | 2015-01-21 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-01-21 | 2016-10-08 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-21 | 2016-06-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-07 | 2014-07-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-10-07 | 2014-07-26 |