| SR Wealth Securities Limited | RO | Advising on securities | 2024-05-20 | - |
| RO | Asset management | 2024-05-20 | - |
| RO | Dealing in futures contracts | 2024-05-20 | - |
| RO | Dealing in securities | 2024-05-20 | - |
| Rep | Advising on securities | 2024-03-13 | 2024-05-20 |
| Rep | Asset management | 2024-03-13 | 2024-05-20 |
| Rep | Dealing in futures contracts | 2024-03-13 | 2024-05-20 |
| Rep | Dealing in securities | 2024-03-13 | 2024-05-20 |
| Z Capital Global Limited | RO | Advising on securities | 2020-03-19 | 2023-05-22 |
| RO | Asset management | 2020-03-19 | 2023-05-22 |
| Zynergy Asset Management Limited | RO | Asset management | 2017-02-06 | 2020-03-13 |
| Rep | Asset management | 2013-11-28 | 2017-02-06 |
| Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-22 | 2012-12-21 |
| Rep | Dealing in securities | 2012-06-22 | 2012-12-21 |
| Rep | Leveraged foreign exchange trading | 2012-06-22 | 2012-12-21 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-03-07 | 2012-12-21 |
| Rep | Dealing in securities | 2012-03-07 | 2012-12-21 |
| Rep | Leveraged foreign exchange trading | 2012-03-07 | 2012-12-21 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-01-23 | 2012-02-21 |
| Rep | Leveraged foreign exchange trading | 2006-11-09 | 2012-02-21 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-08-30 | 2012-02-21 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-08-23 | 2006-07-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-12-05 | 2004-03-02 |
| Rep | Dealing in futures contracts | 2003-12-05 | 2004-08-17 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-07-28 | 2003-11-26 |