Personnel Hong Kong SFC License Details (ID 82302)

Personnel Hong Kong SFC License Details (ID 82302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2021-05-17	2022-02-08
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-05-17	2022-02-08
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-12	2021-04-26
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2021-01-22	2021-04-26
ABCI Securities Company Limited	Rep	Dealing in securities	2016-07-22	2020-12-31
Seazen Resources Securities Limited	Rep	Dealing in securities	2016-02-26	2016-06-21
Seazen Resources Asset Management Limited	Rep	Dealing in securities	2015-11-02	2016-02-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2011-03-22	2015-09-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-03-22	2015-09-05
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-07-23	2011-03-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-07-23	2011-03-08
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2010-01-13	2010-07-16
	Rep	Dealing in securities	2009-12-15	2010-07-16
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-07-20	2009-12-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-02-28	2008-10-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-02-28	2008-10-21