| Solo Futures Limited | Rep | Dealing in futures contracts | 2025-02-07 | - |
| Solo Securities Limited | Rep | Dealing in securities | 2025-01-20 | - |
| Hong Kong Main Fund Securities Limited | RO | Dealing in securities | 2023-04-24 | 2024-07-31 |
| Zhongpu International Futures CO., Limited | RO | Dealing in securities | 2021-08-16 | 2022-07-28 |
| RO | Dealing in futures contracts | 2019-05-23 | 2022-07-28 |
| CITIC Futures International Company Limited | RO | Dealing in futures contracts | 2015-08-31 | 2018-02-02 |
| HGNH International Futures Co., Limited | RO | Dealing in futures contracts | 2014-05-12 | 2015-08-05 |
| HGNH International Forex Co., Limited | RO | Leveraged foreign exchange trading | 2014-04-04 | 2015-08-05 |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-02-07 | 2015-08-05 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2013-12-19 | 2014-05-12 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2013-02-21 | 2013-07-04 |
| Rep | Dealing in securities | 2012-01-06 | 2013-07-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-06 | 2013-07-04 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2009-08-06 | 2013-02-21 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-03 | 2009-07-18 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-02-03 | 2009-07-18 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-04 | 2009-07-18 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2009-07-18 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-06-25 | 2005-01-05 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-25 | 2005-01-05 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-05-18 | 2004-06-02 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-04-14 | 2004-06-02 |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-04-13 |