Personnel Hong Kong SFC License Details (ID 82306)

Personnel Hong Kong SFC License Details (ID 82306)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2021-03-31	2021-07-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-31	2021-07-02
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2010-07-30	2012-03-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2010-07-30	2012-03-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-03-10	2021-03-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2008-03-10	2019-11-19
	Rep	Dealing in securities	2008-03-10	2021-03-10