Personnel Hong Kong SFC License Details (ID 82307)

Personnel Hong Kong SFC License Details (ID 82307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zhongpu International Futures CO., Limited	RO	Dealing in securities	2021-08-16	2022-01-18
	RO	Dealing in futures contracts	2021-06-22	2022-01-18
	Rep	Dealing in futures contracts	2021-06-15	2021-06-22
Future Growth Asset Management Limited	RO	Advising on securities	2017-11-14	2021-06-03
	RO	Asset management	2017-11-14	2021-06-03
Future Growth Financial Services Limited	RO	Leveraged foreign exchange trading	2017-11-14	2020-03-27
	RO	Dealing in futures contracts	2017-11-14	2021-06-03
	RO	Dealing in securities	2017-11-14	2021-06-03
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-09-05	2012-11-08
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-09-05	2012-11-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-02-28	2012-06-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-11-28	2012-06-01
	Rep	Leveraged foreign exchange trading	2005-10-17	2012-06-01