Personnel Hong Kong SFC License Details (ID 82317)

Personnel Hong Kong SFC License Details (ID 82317)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GREATER CHINA SECURITIES LIMITED	RO	Dealing in securities	2024-10-03	-
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2019-09-16	2021-10-01
	RO	Dealing in securities	2019-09-16	2021-10-01
	Rep	Advising on securities	2018-04-06	2019-09-16
	Rep	Dealing in securities	2018-04-06	2019-09-16
	Rep	Asset management	2018-04-06	2021-10-01
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2012-04-02	2017-08-11
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-04-02	2017-08-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-10-08	2012-03-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-10-08	2012-03-24