| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-27 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-26 | 2019-01-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-05 | 2021-04-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2007-06-05 | 2019-10-16 |
| Rep | Dealing in securities | 2007-06-05 | 2021-04-14 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-29 | 2007-05-16 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-29 | 2007-05-16 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-29 | 2007-05-16 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-09-07 | 2005-08-15 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-02 | 2005-08-15 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-06-11 |
| Rep | Asset management | 2003-04-01 | 2003-06-11 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2005-08-15 |
| CHINA EVERBRIGHT FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2003-04-01 | 2004-03-19 |