Personnel Hong Kong SFC License Details (ID 82320)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THOMAS GLOBAL FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2019-04-29	2019-07-31
Mason Securities Limited	RO	Advising on securities	2018-01-18	2019-07-31
	RO	Dealing in securities	2018-01-18	2019-07-31
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2018-01-18	2019-07-31
	RO	Dealing in futures contracts	2018-01-18	2019-07-31
Mason Securities Limited	Rep	Dealing in securities	2018-01-04	2018-01-18
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-01-04	2018-01-18
Boom Securities (H.K.) Limited	RO	Dealing in futures contracts	2016-06-03	2017-10-16
	RO	Dealing in securities	2014-05-14	2017-10-16
Win Securities Limited	RO	Dealing in securities	2014-05-14	2017-10-16
HAITONG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2013-03-07	2014-02-08
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2013-03-07	2014-02-08
	Rep	Leveraged foreign exchange trading	2004-01-29	2014-02-08
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-10-06
	Rep	Asset management	-	2003-10-06
	Rep	Providing automated trading services	-	2003-10-06
	Rep	Dealing in futures contracts	-	2013-03-07
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Providing automated trading services	-	2003-09-29
	Rep	Advising on securities	-	2003-10-06
	Rep	Dealing in securities	-	2013-03-07