| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-04-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-04-27 | - |
| iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-01-29 | 2009-08-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-01-29 | 2019-10-16 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-06 |
| Rep | Asset management | 2003-04-01 | 2003-10-06 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-06 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2021-04-08 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-29 |
| Rep | Asset management | 2003-04-01 | 2003-09-29 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-09-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-06 |
| Rep | Dealing in securities | 2003-04-01 | 2021-04-08 |