| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-03-02 | 2025-03-31 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-03-02 | 2025-03-31 |
| FTFT International Securities and Futures Limited | Rep | Dealing in futures contracts | 2020-05-21 | 2020-11-30 |
| Rep | Dealing in securities | 2020-05-21 | 2020-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2008-12-22 | 2019-12-24 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-07-23 | 2020-04-29 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | - | 2003-09-29 |
| Rep | Asset management | - | 2003-09-29 |
| Rep | Providing automated trading services | - | 2003-09-29 |
| Rep | Advising on securities | - | 2003-10-06 |
| Rep | Dealing in securities | - | 2020-04-29 |