Personnel Hong Kong SFC License Details (ID 82326)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2018-05-02	2022-01-31
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-05-02	2022-01-31
BOA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-05-10	2018-04-18
	Rep	Dealing in securities	2017-05-10	2018-04-18
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-02-05	2017-03-31
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-02-05	2017-03-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2014-05-09	2014-11-28
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-05-09	2014-11-28
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2004-04-23	2007-06-07
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-23	2013-08-17
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-23	2013-08-17
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-05-28
	Rep	Asset management	-	2003-05-28
	Rep	Dealing in futures contracts	-	2003-05-28
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2003-05-28
Everbright Securities Investment Services (HK) Limited	Rep	Advising on corporate finance	-	2003-05-28
	Rep	Advising on securities	-	2003-05-28
	Rep	Asset management	-	2003-05-28
	Rep	Providing automated trading services	-	2003-05-28
	Rep	Dealing in securities	-	2003-05-28