Personnel Hong Kong SFC License Details (ID 82327)

Personnel Hong Kong SFC License Details (ID 82327)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-05-15	2022-04-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-05-15	2022-04-01
KGI ASIA LIMITED	Rep	Dealing in securities	2019-01-30	2020-01-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-01-30	2020-01-01
Mason Securities Limited	Rep	Dealing in securities	2017-10-06	2019-01-11
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-10-06	2019-01-11
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-06-08	2017-09-01
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	Rep	Dealing in securities	2011-12-14	2017-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2011-10-24	2017-09-01
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-12-29	2017-09-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-12-29	2017-09-01