Personnel Hong Kong SFC License Details (ID 82334)

Personnel Hong Kong SFC License Details (ID 82334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2010-11-19	2012-06-22
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-09-30	2012-06-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2010-09-30	2012-06-22
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-24	2010-08-02
Mason Securities Limited	Rep	Dealing in securities	2010-03-09	2010-08-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-06-28	2010-03-07
	Rep	Leveraged foreign exchange trading	2006-06-28	2010-03-07
HONG KONG FOREX INVESTMENT LIMITED	Rep	Leveraged foreign exchange trading	-	2004-01-02
TSE'S SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-02
	Rep	Advising on securities	-	2004-01-02
	Rep	Asset management	-	2004-01-02
	Rep	Dealing in securities	-	2004-01-02